With the death of Alexander I. (April 25, 1124) and the accession of his brother, David I., the deliberate Royal policy of introducing into Scotland English law and English institutions, as modified by the Norman rulers, was fulfilled. David, before Alexander’s death, was Earl of the most English part of Lothian, the country held by Scottish kings, and Cumbria; and resided much at the court of his brother-in-law, Henry I. He associated, when Earl, with nobles of Anglo-Norman race and language, such as Moreville, Umfraville, Somerville, Gospatric, Bruce, Balliol, and others; men with a stake in both countries, England and Scotland. On coming to the throne, David endowed these men with charters of lands in Scotland. With him came a cadet of the great Anglo-Breton House of FitzAlan, who obtained the hereditary office of Seneschal or Steward of Scotland. His patronymic, FitzAlan, merged in Stewart (later Stuart), and the family cognizance, the fesse chequy in azure and argent, represents the Board of Exchequer. The earliest Stewart holdings of land were mainly in Renfrewshire; those of the Bruces were in Annandale. These two Anglo-Norman houses between them were to found the Stewart dynasty.
The wife of David, Matilda, widow of Simon de St Liz, was heiress of Waltheof, sometime the Conqueror’s Earl in Northumberland; and to gain, through that connection, Northumberland for himself was the chief aim of David’s foreign policy, – an aim fertile in contentions.
We have not space to disentangle the intricacies of David’s first great domestic struggles; briefly, there was eternal dispeace caused by the Celts, headed by claimants to the throne, the MacHeths, representing the rights of Lulach, the ward of Macbeth. [4 - Lord Reay, according to the latest book on Scottish peerages, represents these MacHeths or Mackays.] In 1130 the Celts were defeated, and their leader, Angus, Earl of Moray, fell in fight near the North Esk in Forfarshire. His brother, Malcolm, by aid of David’s Anglo-Norman friends, was taken and imprisoned in Roxburgh Castle. The result of this rising was that David declared the great and ancient Celtic Earldom of Moray – the home of his dynastic Celtic rivals – forfeit to the Crown. He planted the region with English, Anglo-Norman, and Lowland landholders, a great step in the anglicisation of his kingdom. Thereafter, for several centuries, the strength of the Celts lay in the west in Moidart, Knoydart, Morar, Mamore, Lochaber, and Kintyre, and in the western islands, which fell into the hands of “the sons of Somerled,” the Macdonalds.
In 1135-1136, on the death of Henry I., David, backing his own niece, Matilda, as Queen of England in opposition to Stephen, crossed the Border in arms, but was bought off. His son Henry received the Honour of Huntingdom, with the Castle of Carlisle, and a vague promise of consideration of his claim to Northumberland. In 1138, after a disturbed interval, David led the whole force of his realm, from Orkney to Galloway, into Yorkshire. His Anglo-Norman friends, the Balliols and Bruces, with the Archbishop of York, now opposed him and his son Prince Henry. On August 22, 1138, at Cowton Moor, near Northallerton, was fought the great battle, named from the huge English sacred banner, “The Battle of the Standard.”
In a military sense, the fact that here the men-at-arms and knights of England fought as dismounted infantry, their horses being held apart in reserve, is notable as preluding to the similar English tactics in their French wars of the fourteenth and fifteenth centuries.
Thus arrayed, the English received the impetuous charge of the wild Galloway men, not in armour, who claimed the right to form the van, and broke through the first line only to die beneath the spears of the second. But Prince David with his heavy cavalry scattered the force opposed to him, and stampeded the horses of the English that were held in reserve. This should have been fatal to the English, but Henry, like Rupert at Marston Moor, pursued too far, and the discipline of the Scots was broken by the cry that their King had fallen, and they fled. David fought his way to Carlisle in a series of rearguard actions, and at Carlisle was joined by Prince Henry with the remnant of his men-at-arms. It was no decisive victory for England.
In the following year (1139) David got what he wanted. His son Henry, by peaceful arrangement, received the Earldom of Northumberland, without the two strong places, Bamborough and Newcastle.
Through the anarchic weakness of Stephen’s reign, Scotland advanced in strength and civilisation despite a Celtic rising headed by a strange pretender to the rights of the MacHeths, a “brother Wimund”; but all went with the death of David’s son, Prince Henry, in 1152. Of the prince’s three sons, the eldest, Malcolm, was but ten years old; next came his brothers William (“the Lion”) and little David, Earl of Huntingdon. From this David’s daughters descended the chief claimants to the Scottish throne in 1292 – namely, Balliol, Bruce, and Comyn: the last also was descended, in the female line, from King Donald Ban, son of Malcolm Canmore.
David had done all that man might do to settle the crown on his grandson Malcolm; his success meant that standing curse of Scotland, “Woe to the kingdom whose king is a child,” – when, in a year, David died at Carlisle (May 24, 1153).
SCOTLAND BECOMES FEUDAL
The result of the domestic policy of David was to bring all accessible territory under the social and political system of western Europe, “the Feudal System.” Its principles had been perfectly familiar to Celtic Scotland, but had rested on a body of traditional customs (as in Homeric Greece), rather than on written laws and charters signed and sealed. Among the Celts the local tribe had been, theoretically, the sole source of property in land. In proportion as they were near of kin to the recognised tribal chief, families held lands by a tenure of three generations; but if they managed to acquire abundance of oxen, which they let out to poorer men for rents in kind and labour, they were apt to turn the lands which they held only temporarily, “in possession,” into real permanent property. The poorer tribesmen paid rent in labour or “services,” also in supplies of food and manure.
The Celtic tenants also paid military service to their superiors. The remotest kinsmen of each lord of land, poor as they might be, were valued for their swords, and were billeted on the unfree or servile tenants, who gave them free quarters.
In the feudal system of western Europe these old traditional customs had long been modified and stereotyped by written charters. The King gave gifts of land to his kinsmen or officers, who were bound to be “faithful” (fideles); in return the inferior did homage, while he received protection. From grade to grade of rank and wealth each inferior did homage to and received protection from his superior, who was also his judge. In this process, what had been the Celtic tribe became the new “thanage”; the Celtic king (righ) of the tribe became the thane; the province or group of tribes (say Moray) became the earldom; the Celtic Mormaer of the province became the earl; and the Crown appointed vice-comites, sub-earls, that is sheriffs, who administered the King’s justice in the earldom.
But there were regions, notably the west Highlands and isles, where the new system penetrated slowly and with difficulty through a mountainous and almost townless land. The law, and written leases, “came slowly up that way.”
Under David, where his rule extended, society was divided broadly into three classes – Nobles, Free, Unfree. All holders of “a Knight’s fee,” or part of one, holding by free service, hereditarily, and by charter, constituted the communitas of the realm (we are to hear of the communitas later), and were free, noble, or gentle, – men of coat armour. The “ignoble,” “not noble,” men with no charter from the Crown, or Earl, Thane, or Church, were, if lease-holders, though not “noble,” still “free.” Beneath them were the “unfree” nativi, sold or given with the soil.
The old Celtic landholders were not expropriated, as a rule, except where Celtic risings, in Galloway and Moray, were put down, and the lands were left in the King’s hands. Often, when we find territorial surnames of families, “de” “of” this place or that, – the lords are really of Celtic blood with Celtic names; disguised under territorial titles; and finally disused. But in Galloway and Ayrshire the ruling Celtic name, Kennedy, remains Celtic, while the true Highlands of the west and northwest retained their native magnates. Thus the Anglicisation, except in very rebellious regions, was gradual. There was much less expropriation of the Celt than disguising of the Celt under new family names and regulation of the Celt under written charters and leases.
CHURCH LANDS
David I. was, according to James VI., nearly five centuries later, “a sair saint for the Crown.” He gave Crown-lands in the southern lowlands to the religious orders with their priories and abbeys; for example, Holyrood, Melrose, Jedburgh, Kelso, and Dryburgh – centres of learning and art and of skilled agriculture. Probably the best service of the regular clergy to the State was its orderliness and attention to agriculture, for the monasteries did not, as in England, produce many careful chroniclers and historians.
Each abbey had its lands divided into baronies, captained by a lay “Church baron” to lead its levies in war. The civil centre of the barony was the great farm or grange, with its mill, for in the thirteenth century the Lowlands had water-mills which to the west Highlands were scarcely known in 1745, when the Highland husbandmen were still using the primitive hand-quern of two circular stones. Near the mill was a hamlet of some forty cottages; each head of a family had a holding of eight or nine acres and pasturage for two cows, and paid a small money rent and many arduous services to the Abbey.
The tenure of these cottars was, and under lay landlords long remained, extremely precarious; but the tenure of the “bonnet laird” (hosbernus) was hereditary. Below even the free cottars were the unfree serfs or nativi, who were handed over, with the lands they tilled, to the abbeys by benefactors: the Church was forward in emancipating these serfs; nor were lay landlords backward, for the freed man was useful as a spear-man in war.
We have only to look at the many now ruined abbeys of the Border to see the extent of civilisation under David I., and the relatively peaceful condition, then, of that region which later became the cockpit of the English wars, and the home of the raiding clans, Scotts, Elliots, and Armstrongs, Bells, Nixons, Robsons, and Croziers.
THE BURGHS
David and his son and successor, William the Lion, introduced a stable middle and urban class by fostering, confirming, and regulating the rights, privileges, and duties of the already existing free towns. These became burghs, royal, seignorial, or ecclesiastical. In origin the towns may have been settlements that grew up under the shelter of a military castle. Their fairs, markets, rights of trading, internal organisation, and primitive police, were now, mainly under William the Lion, David’s successor, regulated by charters; the burghers obtained the right to elect their own magistrates, and held their own burgh-courts; all was done after the English model. As the State had its “good men” (probi homines), who formed its recognised “community,” so had the borough. Not by any means all dwellers in a burgh were free burghers; these free burghers had to do service in guarding the royal castle – later this was commuted for a payment in money. Though with power to elect their own chief magistrate, the burghers commonly took as Provost the head of some friendly local noble family, in which the office was apt to become practically hereditary. The noble was the leader and protector of the town. As to police, the burghers, each in his turn, provided men to keep watch and ward from curfew bell to cock-crow. Each ward in the town had its own elected Bailie. Each burgh had exclusive rights of trading in its area, and of taking toll on merchants coming within its Octroi. An association of four burghs, Berwick, Roxburgh, Edinburgh, and Stirling, was the root of the existing “Convention of Burghs.”
JUSTICE
In early societies, justice is, in many respects, an affair to be settled between the kindreds of the plaintiff, so to speak, and the defendant. A man is wounded, killed, robbed, wronged in any way; his kin retaliate on the offender and his kindred. The blood-feud, the taking of blood for blood, endured for centuries in Scotland after the peace of the whole realm became, under David I., “the King’s peace.” Homicides, for example, were very frequently pardoned by Royal grace, but “the pardon was of no avail unless it had been issued with the full knowledge of the kin of the slaughtered man, who otherwise retained their legal right of vengeance on the homicide.” They might accept pecuniary compensation, the blood-fine, or they might not, as in Homer’s time. [5 - ‘Iliad,’ xviii. 496-500.] At all events, under David, offences became offences against the King, not merely against this or that kindred. David introduced the “Judgment of the Country” or Visnet del Pais for the settlement of pleas. Every free man, in his degree, was “tried by his peers,” but the old ordeal by fire and Trial by Combat or duel were not abolished. Nor did “compurgation” cease wholly till Queen Mary’s reign. A powerful man, when accused, was then attended at his trial by hosts of armed backers. Men so unlike each other as Knox, Bothwell, and Lethington took advantage of this usage. All lords had their own Courts, but murder, rape, arson, and robbery could now only be tried in the royal Courts; these were “The Four Pleas of the Crown.”
THE COURTS
As there was no fixed capital, the King’s Court, in David’s time, followed the King in his annual circuits through his realm, between Dumfries and Inverness. Later, the regions of Scotia (north of Forth), Lothian, and the lawless realm of Galloway, had their Grand Justiciaries, who held the Four Pleas. The other pleas were heard in “Courts of Royalty” and by earls, bishops, abbots, down to the baron, with his “right of pit and gallows.” At such courts, by a law of 1180, the Sheriff of the shire, or an agent of his, ought to be present; so that royal and central justice was extending itself over the minor local courts. But if the sheriff or his sergeant did not attend when summoned, local justice took its course.
The process initiated by David’s son, William the Lion, was very slowly substituting the royal authority, the royal sheriffs of shires, juries, and witnesses, for the wild justice of revenge; and trial by ordeal, and trial by combat. But hereditary jurisdictions of nobles and gentry were not wholly abolished till after the battle of Culloden! Where Abbots held courts, their procedure, in civil cases, was based on laws sanctioned by popes and general councils. But, alas! the Abbot might give just judgment; to execute it, we know from a curious instance, was not within his power, if the offender laughed at a sentence of excommunication.
David and his successors, till the end of the thirteenth century, made Scotland a more civilised and kept it a much less disturbed country than it was to remain during the long war of Independence, while the beautiful abbeys with their churches and schools attested a high stage of art and education.
CHAPTER VI. MALCOLM THE MAIDEN
The prominent facts in the brief reign of David’s son Malcolm the Maiden, crowned (1153) at the age of eleven, were, first, a Celtic rising by Donald, a son of Malcolm MacHeth (now a prisoner in Roxburgh Castle), and a nephew of the famous Somerled Macgillebride of Argyll. Somerled won from the Norse the Isle of Man and the Southern Hebrides; from his sons descend the great Macdonald Lords of the Isles, always the leaders of the long Celtic resistance to the central authority in Scotland. Again, Malcolm resigned to Henry II. of England the northern counties held by David I.; and died after subduing Galloway, and (on the death of Somerled, said to have been assassinated) the tribes of the isles in 1165.
WILLIAM THE LION
Ambition to recover the northern English counties revealed itself in the overtures of William the Lion, – Malcolm’s brother and successor, – for an alliance between Scotland and France. “The auld Alliance” now dawned, with rich promise of good and evil. In hopes of French aid, William invaded Northumberland, later laid siege to Carlisle, and on July 13, 1174, was surprised in a morning mist and captured at Alnwick. Scotland was now kingless; Galloway rebelled, and William, taken a captive to Falaise in Normandy, surrendered absolutely the independence of his country, which, for fifteen years, really was a fief of England. When William was allowed to go home, it was to fight the Celts of Galloway, and subdue the pretensions, in Moray, of the MacWilliams, descendants of William, son of Duncan, son of Malcolm Canmore.
During William’s reign (1188) Pope Clement III. decided that the Scottish Church was subject, not to York or Canterbury, but to Rome. Seven years earlier, defending his own candidate for the see of St Andrews against the chosen of the Pope, William had been excommunicated, and his country and he had unconcernedly taken the issue of an Interdict. The Pope was too far away, and William feared him no more than Robert Bruce was to do.
By 1188, William refused to pay to Henry II. a “Saladin Tithe” for a crusade, and in 1189 he bought from Richard I., who needed money for a crusade, the abrogation of the Treaty of Falaise. He was still disturbed by Celts in Galloway and the north, he still hankered after Northumberland, but, after preparations for war, he paid a fine and drifted into friendship with King John, who entertained his little daughters royally, and knighted his son Alexander. William died on December 4, 1214. He was buried at the Abbey of Arbroath, founded by him in honour of St Thomas of Canterbury, who had worked a strange posthumous miracle in Scotland. William was succeeded by his son, Alexander II. (1214-1249).
ALEXANDER II
Under this Prince, who successfully put down the usual northern risings, the old suit about the claims to Northumberland was finally abandoned for a trifling compensation (1237). Alexander had married Joanna, daughter of King John, and his brother-in-law, Henry III., did not press his demand for homage for Scotland. The usual Celtic pretenders to the throne were for ever crushed. Argyll became a sheriffdom, Galloway was brought into order, and Alexander, who died in the Isle of Kerrera in the bay of Oban (1249), well deserved his title of “a King of Peace.” He was buried in Melrose Abbey. In his reign the clergy were allowed to hold Provincial or Synodal Councils without the presence of a papal Legate (1225), and the Dominicans and Franciscans appeared in Scotland.
ALEXANDER III
The term King of Peace was also applied to Alexander III., son of the second wife of Alexander II., Marie de Coucy. Alexander came to the throne (1249) at the age of eight. As a child he was taken and held (like James II., James III., James V., and James VI.) by contending factions of the nobles, Henry of England intervening. In 1251 he wedded another child, Margaret, daughter of Henry III. of England, but Henry neither forced a claim to hold Scotland during the boy’s minority (his right if Scotland were his fief), nor in other respects pressed his advantage. In February 1261-1262 a girl was born to Alexander at Windsor; she was Margaret, later wife of Eric of Norway. Her daughter, on the death of Alexander III. (March 19, 1286), was the sole direct descendant in the male line.
After the birth of this heiress, Alexander won from Norway the isles of the western coast of Scotland in which Norse chieftains had long held sway. They complained to Hakon of Norway concerning raids made on them by the Earl of Ross, a Celtic potentate. Alexander’s envoys to Hakon were detained, and in 1263, Hakon, with a great fleet, sailed through the islands. A storm blew most of his Armada to shore near Largs, where his men were defeated by the Scots. Hakon collected his ships, sailed north, and (December 15) died at Kirkwall. Alexander now brought the island princes, including the Lord of Man, into subjection; and by Treaty, in 1266, placed them under the Crown. In 1275 Benemund de Vicci (called Bagimont), at a council in Perth, compelled the clergy to pay a tithe for a crusade, the Pope insisting that the money should be assessed on the true value of benefices – that is, on “Bagimont’s Roll,” – thenceforth recognised as the basis of clerical taxation. In 1278 Edward I. laboured to extract from Alexander an acknowledgment that he was England’s vassal. Edward signally failed; but a palpably false account of Alexander’s homage was fabricated, and dated September 29, 1278. This was not the only forgery by which England was wont to back her claims.
A series of bereavements (1281-1283) deprived Alexander of all his children save his little grandchild, “the Maid of Norway.” She was recognised by a great national assembly at Scone as heiress of the throne; and Alexander had no issue by his second wife, a daughter of the Comte de Dreux. On the night of March 19, 1285, while Alexander was riding from Edinburgh to visit his bride at Kinghorn, his horse slipped over a cliff and the rider was slain.
CHAPTER VII. ENCROACHMENTS OF EDWARD I. – WALLACE
The Estates of Scotland met at Scone (April 11, 1286) and swore loyalty to their child queen, “the Maid of Norway,” granddaughter of Alexander III. Six guardians of the kingdom were appointed on April 11, 1286. They were the Bishops of St Andrews and Glasgow, two Comyns (Buchan and Badenoch), the Earl of Fife, and Lord James, the Steward of Scotland. No Bruce or Baliol was among the Custodians. Instantly a “band,” or covenant, was made by the Bruces, Earls of Annandale and Carrick, to support their claims (failing the Maid) to the throne; and there were acts of war on their part against another probable candidate, John Balliol. Edward (like Henry VIII. in the case of Mary Stuart) moved for the marriage of the infant queen to his son. A Treaty safeguarding all Scottish liberties as against England was made by clerical influences at Birgham (July 18, 1290), but by October 7 news of the death of the young queen reached Scotland: she had perished during her voyage from Norway. Private war now broke out between the Bruces and Balliols; and the party of Balliol appealed to Edward, through Fraser, Bishop of St Andrews, asking the English king to prevent civil war, and recommending Balliol as a person to be carefully treated. Next the Seven Earls, alleging some dim elective right, recommended Bruce, and appealed to Edward as their legal superior.
Edward came to Norham-on-Tweed in May 1291, proclaimed himself Lord Paramount, and was accepted as such by the twelve candidates for the Crown (June 3). The great nobles thus, to serve their ambitions, betrayed their country: the communitas (whatever that term may here mean) made a futile protest.
As lord among his vassals, Edward heard the pleadings and evidence in autumn 1292; and out of the descendants, in the female line, of David Earl of Huntingdon, youngest son of David I., he finally (November 17, 1292) preferred John Balliol (great-grandson of the earl through his eldest daughter) to Bruce the Old, grandfather of the famous Robert Bruce, and grandson of Earl David’s second daughter. The decision, according to our ideas, was just; no modern court could set it aside. But Balliol was an unpopular weakling – “an empty tabard,” the people said – and Edward at once subjected him, king as he was, to all the humiliations of a petty vassal. He was summoned into his Lord’s Court on the score of the bills of tradesmen. If Edward’s deliberate policy was to goad Balliol into resistance and then conquer Scotland absolutely, in the first of these aims he succeeded.
In 1294 Balliol was summoned, with his Peers, to attend Edward in Gascony. Balliol, by advice of a council (1295), sought a French alliance and a French marriage for his son, named Edward; he gave the Annandale lands of his enemy Robert Bruce (father of the king to be) to Comyn, Earl of Buchan. He besieged Carlisle, while Edward took Berwick, massacred the people, and captured Sir William Douglas, father of the good Lord James.
In the war which followed, Edward broke down resistance by a sanguinary victory at Dunbar, captured John Comyn of Badenoch (the Red Comyn), received from Balliol (July 7, 1296) the surrender of his royal claims, and took the oaths of the Steward of Scotland and the Bruces, father and son. He carried to Westminster the Black Rood of St Margaret and the famous stone of Scone, a relic of the early Irish dynasty of the Scots; as far north as Elgin he rode, receiving the oaths of all persons of note and influence – except William Wallace. His name does not appear in the list of submissions called “The Ragman’s Roll.” Between April and October 1296 the country was subjugated; the castles were garrisoned by Englishmen. But by January 1297, Edward’s governor, Warenne, Earl of Surrey, and Ormsby, his Chief Justice, found the country in an uproar, and at midsummer 1297 the levies of the northern counties of England were ordered to put down the disorders.
THE YEAR OF WALLACE
In May the commune of Scotland (whatever the term may here mean) had chosen Wallace as their leader; probably this younger son of Sir Malcolm Wallace of Elderslie, in Renfrewshire, had already been distinguished for his success in skirmishes against the English, as well as for strength and courage. [6 - As Waleys was then an English as much as a Scottish name, I see no reason for identifying the William le Waleys, outlawed for bilking a poor woman who kept a beer house (Perth, June-August, 1296), with the great historical hero of Scotland.] The popular account of his early adventures given in the poem by Blind Harry (1490?) is of no historical value. His men destroyed the English at Lanark (May 1297); he was abetted by Wishart, Bishop of Glasgow, and the Steward; but by July 7, Percy and Clifford, leading the English army, admitted the Steward, Robert Bruce (the future king), and Wishart to the English peace at Irvine in Ayrshire. But the North was up under Sir Andrew Murray, and “that thief Wallace” (to quote an English contemporary) left the siege of Dundee Castle which he was conducting to face Warenne on the north bank of the Forth. On September 11, the English, under Warenne, manœuvred vaguely at Stirling Bridge, and were caught on the flank by Wallace’s army before they could deploy on the northern side of the river. They were cut to pieces, Cressingham was slain, and Warenne galloped to Berwick, while the Scots harried Northumberland with great ferocity, which Wallace seems to have been willing but not often able to control. By the end of March 1298 he appears with Andrew Murray as Guardian of the Kingdom for the exiled Balliol. This attitude must have aroused the jealousy of the nobles, and especially of Robert Bruce, who aimed at securing the crown, and who, after several changes of side, by June 1298 was busy in Edward’s service in Galloway.
Edward then crossed the Border with a great army of perhaps 40,000 men, met the spearmen of Wallace in their serried phalanxes at Falkirk, broke the “schiltrom” or clump of spears by the arrows of his archers; slaughtered the archers of Ettrick Forest; scattered the mounted nobles, and avenged the rout of Stirling (July 22, 1298). The country remained unsubdued, but its leaders were at odds among themselves, and Wallace had retired to France, probably to ask for aid; he may also conceivably have visited Rome. The Bishop of St Andrews, Lamberton, with Bruce and the Red Comyn – deadly rivals – were Guardians of the Kingdom in 1299. But in June 1300, Edward, undeterred by remonstrances from the Pope, entered Scotland; an armistice, however, was accorded to the Holy Father, and the war, in which the Scots scored a victory at Roslin in February 1293, dragged on from summer to summer till July 1304. In these years Bruce alternately served Edward and conspired against him; the intricacies of his perfidy are deplorable.