Aesthetical Essays of Friedrich Schiller

Thus, even in respect to the idyl, as well as to all kinds of poetry, we must once for all declare either for individuality or ideality; for to aspire to give satisfaction to both exigencies is the surest means, unless you have reached the terminus of perfection, to miss both ends. If the modern poet thinks he feels enough of the Greeks' mind to vie with them, notwithstanding all the indocility of his matter, on their own ground, namely that of simple poetry, let him do it exclusively, and place himself apart from all the requirements of the sentimental taste of his age. No doubt it is very doubtful if he come up to his models; between the original and the happiest imitation there will always remain a notable distance; but, by taking this road, he is at all events secure of producing a really poetic work. If, on the other hand, he feels himself carried to the ideal by the instinct of sentimental poetry, let him decide to pursue this end fully; let him seek the ideal in its purity, and let him not pause till he has reached the highest regions without looking behind him to know if the real follows him, and does not leave him by the way. Let him not lower himself to this wretched expedient of spoiling the ideal to accommodate himself to the wants of human weakness, and to turn out mind in order to play more easily with the heart. Let him not take us back to our infancy, to make us buy, at the cost of the most precious acquisitions of the understanding, a repose that can only last as long as the slumber of our spiritual faculties; but let him lead us on to emancipation, and give us this feeling of higher harmony which compensates for all his troubles and secures the happiness of the victor! Let him prepare as his task an idyl that realizes the pastoral innocence, even in the children of civilization, and in all the conditions of the most militant and excited life; of thought enlarged by culture; of the most refined art; of the most delicate social conventionalities – an idyl, in short, that is made, not to bring back man to Arcadia, but to lead him to Elysium.

This idyl, as I conceive it, is the idea of humanity definitely reconciled with itself, in the individual as well as in the whole of society; it is union freely re-established between inclination and duty; it is nature purified, raised to its highest moral dignity; in short, it is no less than the ideal of beauty applied to real life. Thus, the character of this idyl is to reconcile perfectly all the contradictions between the real and the ideal, which formed the matter of satirical and elegiac poetry, and, setting aside their contradictions, to put an end to all conflict between the feelings of the soul. Thus, the dominant expression of this kind of poetry would be calm; but the calm that follows the accomplishment, and not that of indolence – the calm that comes from the equilibrium re-established between the faculties, and not from the suspending of their exercise; from the fulness of our strength, and not from our infirmity; the calm, in short, which is accompanied in the soul by the feeling of an infinite power. But precisely because idyl thus conceived removes all idea of struggle, it will be infinitely more difficult than it was in two previously-named kinds of poetry to express movement; yet this is an indispensable condition, without which poetry can never act on men's souls. The most perfect unity is required, but unity ought not to wrong variety; the heart must be satisfied, but without the inspiration ceasing on that account. The solution of this problem is properly what ought to be given us by the theory of the idyl.

Now, what are the relations of the two poetries to one another, and their relations to the poetic ideal? Here are the principles we have established.

Nature has granted this favor to the simple poet, to act always as an indivisible unity, to be at all times identical and perfect, and to represent, in the real world, humanity at its highest value. In opposition, it has given a powerful faculty to the sentimental poet, or, rather, it has imprinted an ardent feeling on him; this is to replace out of himself this first unity that abstraction has destroyed in him, to complete humanity in his person, and to pass from a limited state to an infinite state. They both propose to represent human nature fully, or they would not be poets; but the simple poet has always the advantage of sensuous reality over the sentimental poet, by setting forth as a real fact what the other aspires only to reach. Every one experiences this in the pleasure he takes in simple poetry.

We there feel that the human faculties are brought into play; no vacuum is felt; we have the feeling of unity, without distinguishing anything of what we experience; we enjoy both our spiritual activity and also the fulness of physical life. Very different is the disposition of mind elicited by the sentimental poet. Here we feel only a vivid aspiration to produce in us this harmony of which we had in the other case the consciousness and reality; to make of ourselves a single and same totality; to realize in ourselves the idea of humanity as a complete expression. Hence it comes that the mind is here all in movement, stretched, hesitating between contrary feelings; whereas it was before calm and at rest, in harmony with itself, and fully satisfied.

But if the simple poet has the advantage over the sentimental poet on the score of reality; if he causes really to live that of which the other can only elicit a vivid instinct, the sentimental poet, in compensation, has this great advantage over the simple poet: to be in a position to offer to this instinct a greater object than that given by his rival, and the only one he could give. All reality, we know, is below the ideal; all that exists has limits, but thought is infinite. This limitation, to which everything is subject in sensuous reality, is, therefore, a disadvantage for the simple poet, while the absolute, unconditional freedom of the ideal profits the sentimental poet. No doubt the former accomplishes his object, but this object is limited; the second, I admit, does not entirely accomplish his, but his object is infinite. Here I appeal to experience. We pass pleasantly to real life and things from the frame of mind in which the simple poet has placed us. On the other hand, the sentimental poet will always disgust us, for a time, with real life. This is because the infinite character has, in a manner, enlarged our mind beyond its natural measure, so that nothing it finds in the world of sense can fill its capacity. We prefer to fall back in contemplation on ourselves, where we find food for this awakened impulse towards the ideal world; while, in the simple poet, we only strive to issue out of ourselves, in search of sensuous objects. Sentimental poetry is the offspring of retirement and science, and invites to it; simple poetry is inspired by the spectacle of life, and brings back life.

I have styled simple poetry a gift of nature to show that thought has no share in it. It is a first jet, a happy inspiration, that needs no correction, when it turns out well, and which cannot be rectified if ill turned out. The entire work of the simple genius is accomplished by feeling; in that is its strength, and in it are its limits. If, then, he has not felt at once in a poetic manner – that is, in a perfectly human manner – no art in the world can remedy this defect. Criticism may help him to see the defect, but can place no beauty in its stead. Simple genius must draw all from nature; it can do nothing, or almost nothing, by its will; and it will fulfil the idea of this kind of poetry provided nature acts in it by an inner necessity. Now, it is true that all which happens by nature is necessary, and all the productions, happy or not, of the simple genius, which is disassociated from nothing so much as from arbitrary will, are also imprinted with this character of necessity; momentary constraint is one thing, and the internal necessity dependent on the totality of things another. Considered as a whole, nature is independent and infinite; in isolated operations it is poor and limited. The same distinction holds good in respect to the nature of the poet. The very moment when he is most happily inspired depends on a preceding instant, and consequently only a conditional necessity can be attributed to him. But now the problem that the poet ought to solve is to make an individual state similar to the human whole, and consequently to base it in an absolute and necessary manner on itself. It is therefore necessary that at the moment of inspiration every trace of a temporal need should be banished, and that the object itself, however limited, should not limit the flight of the poet. But it may be conceived that this is only possible in so far as the poet brings to the object an absolute freedom, an absolute fulness of faculties, and in so far as he is prepared by an anterior exercise to embrace all things with all his humanity. Now he cannot acquire this exercise except by the world in which he lives, and of which he receives the impressions immediately. Thus simple genius is in a state of dependence with regard to experience, while the sentimental genius is forced from it. We know that the sentimental genius begins its operation at the place where the other finishes its own: its virtue is to complete by the elements which it derives from itself a defective object, and to transport itself by its own strength from a limited state to one of absolute freedom. Thus the simple poet needs a help from without, while the sentimental poet feeds his genius from his own fund, and purifies himself by himself. The former requires a picturesque nature, a poetical world, a simple humanity which casts its eyes around; for he ought to do his work without issuing from the sensuous sphere. If external aid fails him, if he be surrounded by matter not speaking to mind, one of two things will happen: either, if the general character of the poet-race is what prevails in him, he issues from the particular class to which he belongs as a poet, and becomes sentimental to be at any rate poetic; or, if his particular character as simple poet has the upper hand, he leaves his species and becomes a common nature, in order to remain at any rate natural. The former of these two alternatives might represent the case of the principal poets of the sentimental kind in Roman antiquity and in modern times. Born at another period of the world, transplanted under another sky, these poets who stir us now by ideas, would have charmed us by individual truth and simple beauty. The other alternative is the almost unavoidable quicksand for a poet who, thrown into a vulgar world, cannot resolve to lose sight of nature.

I mean, to lose sight of actual nature; but the greatest care must be given to distinguish actual nature from true nature, which is the subject of simple poetry. Actual nature exists everywhere; but true nature is so much the more rare because it requires an internal necessity that determines its existence. Every eruption of passion, however vulgar, is real – it may be even true nature; but it is not true human nature, for true human nature requires that the self-directing faculty in us should have a share in the manifestation, and the expression of this faculty is always dignified. All moral baseness is an actual human phenomenon, but I hope not real human nature, which is always noble. All the faults of taste cannot be surveyed that have been occasioned in criticism or the practice of art by this – confusion between actual human nature and true human nature. The greatest trivialities are tolerated and applauded under the pretext that they are real nature. Caricatures not to be tolerated in the real world are carefully preserved in the poetic world and reproduced according to nature! The poet can certainly imitate a lower nature; and it enters into the very definition of a satirical poet: but then a beauty by its own nature must sustain and raise the object, and the vulgarity of the subject must not lower the imitator too much. If at the moment he paints he is true human nature himself, the object of his paintings is indifferent; but it is only on this condition we can tolerate a faithful reproduction of reality. Unhappy for us readers when the rod of satire falls into hands that nature meant to handle another instrument, and when, devoid of all poetic talent, with nothing but the ape's mimicry, they exercise it brutally at the expense of our taste!

But vulgar nature has even its dangers for the simple poet; for the simple poet is formed by this fine harmony of the feeling and thinking faculty, which yet is only an idea, never actually realized. Even in the happiest geniuses of this class, receptivity will always more or less carry the day over spontaneous activity. But receptivity is always more or less subordinate to external impressions, and nothing but a perpetual activity of the creative faculty could prevent matter from exercising a blind violence over this quality. Now, every time this happens the feeling becomes vulgar instead of poetical.

No genius of the simple class, from Homer down to Bodmer, has entirely steered clear of this quicksand. It is evident that it is most perilous to those who have to struggle against external vulgarity, or who have parted with their refinement owing to a want of proper restraint. The first-named difficulty is the reason why even authors of high cultivation are not always emancipated from platitudes – a fact which has prevented many splendid talents from occupying the place to which they were summoned by nature. For this reason, a comic poet whose genius has chiefly to deal with scenes of real life, is more liable to the danger of acquiring vulgar habits of style and expression – a fact evidenced in the case of Aristophanes, Plautus, and all the poets who have followed in their track. Even Shakspeare, with all his sublimity, suffers us to fall very low now and then. Again, Lope De Vega, Moliere, Regnard, Goldoni worry us with frequent trifling. Holberg drags us down into the mire. Schlegel, a German poet, among the most remarkable for intellectual talent, with genius to raise him to a place among poets of the first order; Gellert, a truly simple poet, Rabener, and Lessing himself, if I am warranted to introduce his name in this category – this highly-cultivated scholar of criticism and vigilant examiner of his own genius – all these suffer in different degrees from the platitudes and uninspired movements of the natures they chose as the theme of their satire. With regard to more recent authors of this class, I avoid naming any of them, as I can make no exceptions in their case.

But not only is simple genius exposed to the danger of coming too near to vulgar reality; the ease of expression, even this too close approximation to reality, encourages vulgar imitators to try their hand in poetry. Sentimental poetry, though offering danger enough, has this advantage, to keep this crowd at a distance, for it is not for the first comer to rise to the ideal; but simple poetry makes them believe that, with feeling and humor, you need only imitate real nature to claim the title of poet. Now nothing is more revolting than platitude when it tries to be simple and amiable, instead of hiding its repulsive nature under the veil of art. This occasions the incredible trivialities loved by the Germans under the name of simple and facetious songs, and which give them endless amusement round a well-garnished table. Under the pretext of good humor and of sentiment people tolerate these poverties: but this good humor and this sentiment ought to be carefully proscribed. The Muses of the Pleisse, in particular, are singularly pitiful; and other Muses respond to them, from the banks of the Seine, and the Elbe. If these pleasantries are flat, the passion heard on our tragic stage is equally pitiful, for, instead of imitating true nature, it is only an insipid and ignoble expression of the actual. Thus, after shedding torrents of tears, you feel as you would after visiting a hospital or reading the "Human Misery" of Saltzmann. But the evil is worse in satirical poetry and comic romance, kinds which touch closely on every-day life, and which consequently, as all frontier posts, ought to be in safer hands. In truth, he less than any other is called on to become the painter of his century, who is himself the child and caricature of his century. But as, after all, nothing is easier than to take in hand, among our acquaintances, a comic character – a big, fat man – and draw a coarse likeness of him on paper, the sworn enemies of poetic inspiration are often led to blot some paper in this way to amuse a circle of friends. It is true that a pure heart, a well-made mind, will never confound these vulgar productions with the inspirations of simple genius. But purity of feeling is the very thing that is wanting, and in most cases nothing is thought of but satisfying a want of sense, without spiritual nature having any share. A fundamentally just idea, ill understood, that works of bel esprit serve to recreate the mind, contributes to keep up this indulgence, if indulgence it may be called when nothing higher occupies the mind, and reader as well as writer find their chief interest therein. This is because vulgar natures, if overstrained, can only be refreshed by vacuity; and even a higher intelligence, when not sustained by a proportional culture, can only rest from its work amidst sensuous enjoyments, from which spiritual nature is absent.

Poetic genius ought to have strength enough to rise with a free and innate activity above all the accidental hinderances which are inseparable from every confined condition, to arrive at a representation of humanity in the absolute plenitude of its powers; it is not, however, permitted, on the other hand, to emancipate itself from the necessary limits implied by the very idea of human nature; for the absolute only in the circle of humanity is its true problem. Simple genius is not exposed to overstep this sphere, but rather not to fill it entirely, giving too much scope to external necessity, to accidental wants, at the expense of the inner necessity. The danger for the sentimental genius is, on the other hand, by trying to remove all limits, of nullifying human nature absolutely, and not only rising, as is its right and duty, beyond finite and determinate reality, as far as absolute possibility, or in other terms to idealize; but of passing even beyond possibility, or, in other words, dreaming. This fault – overstraining – is precisely dependent on the specific property of the sentimental process, as the opposite defect, inertia, depends on the peculiar operation of the simple genius. The simple genius lets nature dominate, without restricting it; and as nature in her particular phenomena is always subject to some want, it follows that the simple sentiment will not be always exalted enough to resist the accidental limitations of the present hour. The sentimental genius, on the contrary, leaves aside the real world, to rise to the ideal and to command its matter with free spontaneity. But while reason, according to law, aspires always to the unconditional, so the sentimental genius will not always remain calm enough to restrain itself uniformly and without interruption within the conditions implied by the idea of human nature, and to which reason must always, even in its freest acts, remain attached. He could only confine himself in these conditions by help of a receptivity proportioned to his free activity; but most commonly the activity predominates over receptivity in the sentimental poet, as much as receptivity over activity in the simple poet. Hence, in the productions of simple genius, if sometimes inspiration is wanting, so also in works of sentimental poetry the object is often missed. Thus, though they proceed in opposite ways, they will both fall into a vacuum, for before the aesthetic judgment an object without inspiration, and inspiration without an object, are both negations.

The poets who borrow their matter too much from thought, and rather conceive poetic pictures by the internal abundance of ideas than by the suggestions of feeling, are more or less likely to be addicted to go thus astray. In their creations reason makes too little of the limits of the sensuous world, and thought is always carried too far for experience to follow it. Now, when the idea is carried so far that not only no experience corresponds to it – as is the case in the beau ideal – but also that it is repugnant to the conditions of all possible experience, so that, in order to realize it, one must leave human nature altogether, it is no longer a poetic but an exaggerated thought; that is, supposing it claims to be representable and poetical, for otherwise it is enough if it is not self-contradictory. If thought is contradictory it is not exaggeration, but nonsense; for what does not exist cannot exceed. But when the thought is not an object proposed to the fancy, we are just as little justified in calling it exaggerated. For simple thought is infinite, and what is limitless also cannot exceed. Exaggeration, therefore, is only that which wounds, not logical truth, but sensuous truth, and what pretends to be sensuous truth. Consequently, if a poet has the unhappy chance to choose for his picture certain natures that are merely superhuman and cannot possibly be represented, he can only avoid exaggeration by ceasing to be a poet, and not trusting the theme to his imagination. Otherwise one of two things would happen: either imagination, applying its limits to the object, would make a limited and merely human object of an absolute object – which happened with the gods of Greece – or the object would take away limits from fancy, that is, would render it null and void, and this is precisely exaggeration.

Extravagance of feeling should be distinguished from extravagance of portraiture; we are speaking of the former. The object of the feeling may be unnatural, but the feeling itself is natural, and ought accordingly to be shadowed forth in the language of nature. While extravagant feelings may issue from a warm heart and a really poetic nature, extravagance of portraiture always displays a cold heart, and very often a want of poetic capacity. Therefore this is not a danger for the sentimental poet, but only for the imitator, who has no vocation; it is therefore often found with platitude, insipidity, and even baseness. Exaggeration of sentiment is not without truth, and must have a real object; as nature inspires it, it admits of simplicity of expression and coming from the heart it goes to the heart. As its object, however, is not in nature, but artificially produced by the understanding, it has only a logical reality, and the feeling is not purely human. It was not an illusion that Heloise had for Abelard, Petrarch for Laura, Saint Preux for his Julia, Werther for his Charlotte; Agathon, Phanias, and Peregrinus – in Wieland – for the object of their dreams: the feeling is true, only the object is factitious and outside nature. If their thought had kept to simple sensuous truth, it could not have taken this flight; but on the other hand a mere play of fancy, without inner value, could not have stirred the heart: this is only stirred by reason. Thus this sort of exaggeration must be called to order, but it is not contemptible: and those who ridicule it would do well to find out if the wisdom on which they pride themselves is not want of heart, and if it is not through want of reason that they are so acute. The exaggerated delicacy in gallantry and honor which characterizes the chivalrous romances, especially of Spain, is of this kind; also the refined and even ridiculous tenderness of French and English sentimental romances of the best kind. These sentiments are not only subjectively true, but also objectively they are not without value; they are sound sentiments issuing from a moral source, only reprehensible as overstepping the limits of human truth. Without this moral reality how could they stir and touch so powerfully? The same remark applies to moral and religious fanaticism, patriotism, and the love of freedom when carried up to exaltation. As the object of these sentiments is always a pure idea, and not an external experience, imagination with its proper activity has here a dangerous liberty, and cannot, as elsewhere, be called back to bounds by the presence of a visible object. But neither the man nor the poet can withdraw from the law of nature, except to submit to that of reason. He can only abandon reality for the ideal; for liberty must hold to one or the other of these anchors. But it is far from the real to the ideal; and between the two is found fancy, with its arbitrary conceits and its unbridled freedom. It must needs be, therefore, that man in general, and the poet in particular, when he withdraws by liberty of his understanding from the dominion of feeling, without being moved to it by the laws of reason – that is, when he abandons nature through pure liberty – he finds himself freed from all law, and therefore a prey to the illusions of phantasy.